Blog Category
Tag: Dodd-Frank Act
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June 27
SEC makes long-awaited Dodd-Frank ruling
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As part of the Dodd-Frank Act, Congress eliminated section 203 (b)(3) of the Advisers Act, which previously had exempted from SEC registration any adviser that had fewer than 15 clients over the last 12 months, did not hold itself out to the public as an investment adviser, and did not act as an investment adviser […]
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January 27
MVCA Members Briefed on Registration Requirements of Dodd-Frank Act
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Attorneys Carrie Leahy (Bodman), Audrey DiMarzo (Honigman), and Brad Wyatt (Dickinson Wright) briefed MVCA members January 24 about what’s now required of venture firms under the terms of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173). The Act, passed into law in 2010, may require many venture capital firms to […]
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